Chapter 2 Medieval Japan

Section 1 Ruling System in Medieval Japan

Overcoming the Period of Two Capitals

 Medieval Japan began in the Kamakura period. Japan’s new rulers were the samurai. They were the first people in Japanese history to break away from the ancient dynasty. The samurai established their own government and ruled eastern Japan. At that time, the land of Kanto (eastern Japan), far from Kyoto (the capital of ancient Japan), was close to a lawless land. Still, a number of local governors were boldly undertaking contract governance. Many samurai also competed with each other to develop the manor and expand their territories, and the Kanto region was literally in a state of chaos. This is where the Kamakura shogunate was established. The founder of the Shogunate was Minamoto no Yoritomo, a military commander who put down a coup d’etat.
 On the other hand, the ancient king still reigned over Japan. However, the king’s control was centered on western Japan. This was because the ancient capital was located in western Japan, and the samurai government was established in eastern Japan, where its own rule was unfolding. As a result, the ancient king established a centralized system in western Japan as before, and continued his tyrannical government. The aristocrats owned many manors and lived affluent lives, and yet, they also took a sidelong glance at the independence of the samurai.

japanese map

Map of Japan


 Japan was entering a special period. It was the period of two capitals. Two governments were born in one state, an ancient dynasty existed in and ruled western Japan, while a samurai government was established in and ruled eastern Japan. This was what early medieval Japan looked like. This period of two capitals lasted about four centuries from the Kamakura period to the Muromachi period. This period in which ancient rule and medieval rule coexisted side by side was unique to Japan and found in no other state. It was a remarkable event in world history.
 Similar to Japan, states that progressed from an ancient era to a medieval era were Western European states. However, they did not experience the period of two capitals, because the ancient Kingdom of the Franks (late 5th to 10th centuries) self-destructed. The Kingdom of the Franks was a huge, centralized state, headed by the Frankish kings that ruled all of Western Europe for centuries. The Frankish king dispatched aristocrats to various parts of Western Europe to administer local governments, or ordered local ruling families to govern, and carried out contract governance. This was an archetype ancient rulership, showing the ancient kings, centralized system, and tyranny as the ruling body.
 The Kingdom of the Franks self-destructed in the 10th century. The kingdom split into three, but after that each collapsed and Western Europe became a lawless land, but from among them several medieval states were born. These included medieval France and medieval Germany (Holy Roman Empire), which became France and Germany, etc., today. The Middle Ages in Western Europe began at this time. Therefore, before the 10th century, Western Europe was ancient, and after that it transitioned to the Middle Ages. A vertical line was drawn in the chronology of history. Therefore, there was no period of two capitals.
 (It is generally believed that the Middle Ages in Western Europe began in the 5th century. Namely, after the fall of the ancient Roman Empire. It was then that the Kingdom of the Franks was born and the Middle Ages began. However, this view of history is erroneous, because this kingdom was an ancient state. The Kingdom of the Franks was a centralized state with the king at the top, and it was ruled with tyranny. This was the ancient ruling body,and the same as the ancient dynasty of Japan. This book also proves that the Middle Ages in Western Europe began in the 10th century.)
 After the fall of the Kingdom of the Franks, many feudal lords emerged across Western Europe. Many of these feudal lords were the ruling classes (aristocrats) who held senior positions in the central government or were local governors in the Kingdom of the Franks. During the kingdom’s collapse, they acquired military power and transformed into knights. They defended the territories that they had previously ruled. They banded together their knights, advanced to feudal lordships, contested neighboring lords, and eventually chose one of them through elections to be their king. That person was, for example, the king of medieval France. This was the first medieval state in Western Europe.
 Therefore, in terms of the origins of feudal lords, medieval Japan was quite different from Western Europe in the Middle Ages. In Western Europe, aristocrats transformed into knights, while in Japan, aristocrats remained aristocrats and did not transform into samurai. This was because the ancient Japanese dynasty did not self-destruct and continued to rule the west. And, the nobility continued to look down on samurai as lowly.
 In the Heian period, samurai were the servants of the ancient dynasty and nobility. They included the descendants of military aristocrats in charge of the ancient dynasty’s military affairs, manor administrators, tax collectors, and former local officials and influential peasants who developed their own manors.Many of them belonged to the lower classes of the ancient dynasty. Perhaps for this reason, the samurai dared to set themselves apart from the nobility and attempted to prove themselves as a new class. Samurai devised a simple and sturdy way of life. It was Bushido, the moral code which they should strictly kept as warriors. And the samurai was soon established as an independent race alongside or even surpassing the nobility and priests. Medieval Japanese feared the samurai, but also respected their way of life. Even many Japanese people today, to varying degrees, understand that way of life, and try to live honestly.
 There is another difference between Japanese history and Western European history. That is, while the samurai overthrew the ancient dynasty by force, the knights of Europe did not overthrow the ancient dynasty, and there was no need to do so, because (as already mentioned) the ancient dynasty self-destructed. Japan was the only state in the world that began the medieval era by overthrowing the ancient dynasty. (Medieval England experienced its own kind of transformation from ancient. This will be explained in detail in Chapter 3.)
 Nevertheless, as with Japan, Western European states formed the medieval world. A new class of knights was born, overcoming ancient despotism and building a medieval world (feudal society). Japan and Western Europe were the only places in the world where samurai and knights emerged as independent warriors from ancient dynasties. Samurai practiced bushido, and knights practiced chivalry.
 Samurai and knights were a class that never existed in other states of the world. In states around the world, such as Russia and China, warriors have always been subordinates to ancient dynasties. In this regard, they can be referred to as ancient warriors.
 Samurai and knights, on the other hand, were medieval warriors. They were self-reliant, owning land, but neither agents nor contractors of ancient kings. Both the Kamakura shogunate and the Capetian dynasty, each established by samurai and knights, respectively, were independent regimes from ancient states. This difference is crucial.
 Samurai and knights opened a new era . This era gave rise to a historical concept of feudalism which contrasted with ancient despotism and modern democracy. Hence,history appears as a transition between despotism (ancient), feudalism (medieval), and democracy (modern). Feudalism functioned in Japan for 700 years from the Kamakura period to the end of the Edo period.
 The author will discuss medieval Japan and feudalism in turn, but the term feudalism will no longer be used. Instead of feudalism, this book uses the word ‘divisionism.’ Divisionism is a term coined by the author. This is because the term feudalism has many different interpretations, and its meaning is very vague. By comparison, the term “divisionism” is simple and inorganic, rejecting nuance and suitable for the construction of theory. This word expresses the state of the medieval era in a concise and substantive manner.
 Let us return to the story here. The period of the two capitals was, of course, a period of instability. In the early days of the period of two-capitals', Japan was vaguely divided between the ancient state in the west and the medieval state in the east. Neither had decisive power, and there was a repetition of cooperation and confrontation while appraising one other. However, this period of two capitals ended with the victory of the samurai. In the Sengoku period, the samurai overthrew the dynasty, and the dynasty practically and totally disappeared. The samurai spent about 400 years wresting power from the dynasty. It marked the process of the samurai becoming the sole leader of Japan.
 The samurai triumphed four times against the dynasty. One was the appointment of military governors and lords (1185). The Kamakura shogunate dispatched samurai from Kanto to various regions to maintain public order as military governors, and as lords to manage manors and collect taxes. The former was called shugo, and the latter jito. By Yoritomo who quelled the coup d'etat, the ancient king was forced to accept this policy on the pretext of restoring public order throughout the state. It was a bold intervention into the regional governance of the ancient dynasty. The result was dual administrations. This was because there were already officials dispatched by the dynasty and administrators of the manor lords in various places, and they were working. Naturally, the two competed for the same job. It was a clash between the local rule of the dynasty and the local rule of the shogunate. This confrontation ended in a definitive samurai victory. This was because the samurai drove king and aristocrats away using force. The dynasty repeatedly protested to the shogunate against this tyranny, but this ultimately ended in vain. The dynasty’s local rule was gradually being eroded.


Chronology of Medieval Japan

Century 12         14           15           16           17      19
Two-capitol period
Dynasty Ancient dynasty and Kamakura shogunate Ancient dynasty and Muromachi shogunate Sengoku period Momoyama government Edo shogunate
Capital Kyoto, Kamakura Kyoto, Kyoto ------------ Osaka Edo
Founder Ancient King and Yoritomo Minamoto Ancient King and Ashikaga Takauji ------------ Toyotomi Hideyoshi Tokugawa Ieyasu
Major events Appointment of military governors and lords, Jokyu Rebellion Japanese architecture Japanese gardens Collapse of the ancient dynasty, collapse of the Muromachi shogunate, fall of the existing feudal lords, end of the manorial system, and emergence of the sengoku daimyo Unification of Japan, establishment of the rice assessed tax system, forced relocation of feudal lords to different domains Sankin-kotai, establishment of the three branches of the Tokugawa family, Buke Shohatto

※The Sengoku period refers to the period from the end
 of the 15th century to the late of the 16th century.


 Another victory for the samurai was the Jokyu Rebellion (1221). The Kamakura shogunate fought against the dynasty and won overwhelmingly. This is also a famous battle. The ancient king wanted to reign as the sole ruler of Japan, and did not want to recognize the samurai government of the east. Therefore, after Yoritomo died, the ancient king plotted to overthrow the Kamakura shogunate. He did this by ordering samurai from across the state to avenge Hojo Yoshitoki (representive of the Kamakura shogunate at the time).
 The Kamakura shogunate became a de facto enemy of the ancient king's court. However, the shogunate did not flee or bow down, and chose to fight the ancient king. It sent a large army towards Kyoto. The result was an overwhelming victory for the samurai. The shogunate expelled the mastermind of the rebellion, the ancient king, and his followers from Kyoto. Furthermore, the shogunate deprived the dynasty of military power. The dynasty no longer had its own army, but the shogunate set up a military governor in Kyoto to keep watch of the dynasty at all times. This placed the samurai in a position of managing the dynasty rather than coexisting with it. The dynasty’s fall was clear.。
 The third victory of the samurai was the collapse of the manorial system. In the Muromachi period, the samurai usurped the manors owned by the ancient king's lineage and court nobles. The samurai had already opened a gaping hole in the local rule of the dynasty, but they also usurped the manors themselves, and took away all the annual tax (taxation and tax collection rights of the manor lords). Therefore, the samurai were no longer the manor lords’ servants (manor administrators) and became the new owners of the manors, receiving the revenue from the manor in its entirety. This process was completed in the Sengoku period.
 In the first half of the 14th century, the Muromachi shogunate was established in Kyoto, a second samurai government that lasted for about 230 years. The problem was the infighting of the shogun lineage. In the middle of the Muromachi period, the families of the shogunate and the powerful feudal lords all suffered missteps due to hereditary succession, resulting in a nationwide civil war. It was the beginning of the fall of the Muromachi Shogunate and the beginning of the Warring States period, which lasted for about 100years.
 The Muromachi shogunate was weakened, and there was practically no “medieval king” to secure the territory. Therefore, more than 50 feudal lords fought for life and death to defend their own territories, seize neighboring territories, or unify Japan. It was a bloody period marked by surprise attacks, assassinations, betrayals, political marriages, and alliances. In the midst of the war, all existing powers collapsed, such as the ancient dynasty, the Muromachi shogunate, and the feudal lords that had been so powerful up to that point all fell. Those who appeared in their place were new feudal lords called sengoku daimyo, who eventually unified Japan and established medieval Japan. (Missionary Francis Xavier visited this war-torn land of Japan.)
 It was during this period of disturbances that the manorial system also collapsed. Manors were an essential source of revenue for the ancient dynasty, ancient king's lineage and nobility. By owning a manor, these people somehow managed to survive the loss of military power and the weakening of local rule. However, they lost everything to the samurai, even their source of revenue.
 The fourth victory of the samurai was the introduction of free markets and open guilds. During the Sengoku period, sengoku dimyo invited merchants and craftsmen into their territory and allowed them to operate freely. Moreover, sengoku dimyo did not take taxes from them. It was a policy aimed at revitalizing the state’s market economy and making the state richer and stronger militarily.
 Until then, some merchants and craftsmen had been under the control of the ancient dynasty and temples, having been granted special privileges, and they continued to carry out their lucrative activities in their own way. Therefore, they paid taxes to the ancient dynasty and temples.
 However, with the introduction of free markets and open guilds,almost all merchants and craftsmen moved their activities to the states of feudal lord and started doing business freely. And, of course, they no longer paid taxes to the ancient dynasty and temples. It was a break from the rule of the ancient dynasty and temples, as the ancient dynasty could not stop the migration of such merchants and craftsmen.
 Thus, the ancient dynasty lost its military power, was stripped of its manors, lost taxes from the peasants, and lost taxes from the merchants and craftsmen due to their estrangement. The ancient dynasty had been boxed in from all sides. It was game over.
 On the other hand, the samurai ruled fully over the nobility, temples, peasants, merchants and craftsmen, as the ruler of Japan had clearly been replaced. This marked the end of ancient rule. The ancient king lost the powers of military, financial, and local rule. Literally, the king was left stripped of everything. The ancient king could no longer say that he was the ruler of the nation.
 Toyotomi Hideyoshi (1537-1598) was the warlord who controlled the Sengoku period. He won battles against feudal lords across the state, unified Japan, became the new medieval king, and established the Toyotomi government. The capital was Osaka. It was the beginning of the Momoyama period (1585-1603). This was a short, but important period, for medieval Japan.
 Hideyoshi had given the ancient king the coup de grace. Hideyoshi effectively ruled Japan, although formally he followed the ancient king. It was to make the king a symbol of the state.Hideyoshi supported the ancient king financially, and allowed the royal family to continue their hereditary succession. In return, he stripped the ancient king of all real power, confined him to the ancient king's palace in Kyoto, and gave him only the duties of conferring official ranks, changing the name of the periods, and ceremonial duties of the dynasty. It was merely formal work. The ancient king had become a titular existence. This was the state of ‘reigning but not ruling.’ The ancient king lived in a world of learning, a condition that continued until the Meiji Restoration in the 19th century.
 In this way, the ancient ruling body (ancient king, centralized system, tyranny) completely disappeared, and ancient Japan collapsed. This was about 1,000 years after the Asuka period. Hence, that which disappeared during the Sengoku period was ancient. And the medieval era , which began with Yoritomo, passed through the period of two capitals, blossomed with Hideyoshi, and reached its zenith in the Tokugawa period. This is an overview of 700 years of medieval Japanese history.
 Now, the symbolization of the ancient king is a wonder of the world that occurred only in Japan. This is because in world history, ancient kings were either murdered or self-ruining. The ancient king of the west Frankish kingdom self-destructed. This took place in the 10th century. And the ancient king of England was murdered in the 11th century in the Norman invasion of England. That is a famous historical event called the Norman Conquest. Then the Normans established the Norman dynasty in England.
 In the 17th century, the Glorious Revolution broke out in England. This happened 600 years after the Norman Conquest. As a result, the medieval dynasty was overthrown, and the medieval king was deprived of real power, becoming king in symbol only. This was the state of reigning but not ruling. The people (former feudal lords, the wealthy, etc.) assumed sovereignty over England and convened the world’s first national parliamentary government.
 The royal family of the medieval England has survived until today in the 21st century, repeating hereditary succession while being isolated from the political arena. For example, the late Queen Elizabeth was a descendant of this royal family. She was a medieval symbolic queen. Therefore, an ancient symbolic king does not exist in England nor in the world. The ancient imperial family of Japan is the only royal family in the world that has survived three histories: ancient, medieval and modern. This is why the ancient kings of Japan are the only kings in the world to be called emperors.
 An emperor is a king among kings or a ruler above kings. Thus, the ancient king as a ruler above Hideyoshi (a medieval king) in the Momoyama period can be said an emperor, albeit a symbolic one. And the ancient king still reigns symbolically over the Japanese people today.


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